FINRA

Learn how FINRA BrokerCheck, a comprehensive and free online tool, helps you make informed investment decisions by providing detailed information on brokers, investment firms, and financial advisers.

The Series 24 exam is crucial for aspiring securities principals, covering essential areas like regulatory compliance, trading, and market-making. Learn how to ace this challenging exam and elevate your career in the financial industry.

Discover the essential steps, structure, and requirements to pass the Series 7 Exam and kickstart your career as a licensed stockbroker in the securities industry.

Discover the essential steps to elevate your career in professional trading of equity and convertible debt securities by mastering the Series 57 exam.

Discover in-depth insights on trading accounts, their functionalities, and requirements for day trading. Unveil strategies and tips to get started successfully.

The Series 9/10 license prepares candidates to supervise sales activities in securities-oriented branch offices. Learn about eligibility, exam structure, and content to master this qualification.

Delve into the streamlined process of arbitration for resolving disputes between investors and brokers, a method that is overseen by FINRA. Learn how it works, the benefits it offers, and what to expect during arbitration hearings.

Explore the purpose, benefits, and criticisms of the Financial Industry Regulatory Authority (FINRA) and how it regulates the financial market.

Discover the history, features, and the eventual phase-out of the Over-the-Counter Bulletin Board (OTCBB), a key electronic quotation service for OTC securities.

Explore what it means to be a Pattern Day Trader, the key regulations that govern them, and the significant benefits and risks involved.

Discover the fundamentals of option margin, unique strategies to avoid margin requirements, and how to maximize your trading efficiency.